Annexure A - Investor Charter
Investor rights, RA service standards, grievance routes, and investor responsibilities.
DownloadMandatory Disclosures
Research Analyst Compliance
This page centralizes Research Analyst details, investor protection disclosures, grievance redressal information, SEBI contacts, complaints disclosure, disclaimers, and audit report access.
Standard Warning
Investment in securities market is subject to market risks. Read all the related documents carefully before investing.
Mandatory Disclosure Library
The following public documents are available for download. Website disclaimers, required website matters, grievance process, and escalation details are displayed in the relevant sections below.
Annexure B - Complaint Data
Monthly, annual, and source-wise complaint disclosure format for Research Analysts.
DownloadCode of Conduct
Conduct standards for honesty, diligence, conflicts, confidentiality, and compliance.
DownloadInternal Policy and Code of Conduct
Internal conflict-of-interest policy and fair-treatment commitments.
DownloadStandard Disclosures
Research Analyst profile, business activities, disciplinary history, and standard conflicts.
DownloadResearch Analyst Details
Brand / LogoVriksha
Research Analyst(s)Prathmesh Jaiprakash Gupta
SEBI Registration NumberINH000027788
Registered Office701 & 702, Floor-7, Sunset (Padmavati) CHS, Eknath Buwa Hatiskar Marg, Hatiskarwadi NR Tel Exchange, Prabhadevi, Mumbai, Maharashtra - 400025
Telephone+91 9930521527
Emailgupta.prathmesh@yahoo.in
Officers
Compliance OfficerPrathmesh Jaiprakash Gupta
Compliance Telephone+91 9930521527
Compliance Emailgupta.prathmesh@yahoo.in
Grievance OfficerPrathmesh Jaiprakash Gupta
Grievance Telephone+91 9930521527
Grievance Emailgupta.prathmesh@yahoo.in
Grievance Redressal / Escalation Matrix
If you have a grievance, you can reach out to our Support Team for assistance.
- If a client is not satisfied with the services and wishes to lodge a complaint, the client should first contact the relationship representative or consultant by telephone or email.
- Complaints may be raised by phone at +91 9930521527 or by email at gupta.prathmesh@yahoo.in.
- The Research Analyst shall endeavour to resolve the grievance within 7 business working days from receipt, or within such timeline as may be prescribed by SEBI from time to time.
- If the client is not satisfied with the resolution, or if the grievance remains unresolved within the above timeline, the client may escalate directly to Prathmesh Jaiprakash Gupta, Research Analyst, Principal Officer and Compliance Officer.
- If the grievance remains unresolved, the investor may lodge the complaint through SEBI SCORES 2.0.
- If the investor is not satisfied with the resolution through the support or SCORES mechanism, the investor may access SMART ODR for online conciliation or arbitration.
- Investors may also send physical complaints to the Office of Investor Assistance and Education, Securities and Exchange Board of India.
| Details of designation | Contact Person Name | Address where the physical address location | Contact No. | Email-ID | Working hours when complainant can call |
|---|---|---|---|---|---|
| Customer Care | -- | -- | -- | -- | -- |
| Head of Customer Care | -- | -- | -- | -- | -- |
| Compliance Officer | Prathmesh Jaiprakash Gupta | 701 & 702, Floor-7, Sunset (Padmavati) CHS, Eknath Buwa Hatiskar Marg, Hatiskarwadi NR Tel Exchange, Prabhadevi, Mumbai Maharashtra, 400025 | +91 9930521527 | gupta.prathmesh@yahoo.in | Mon-Fri | 09AM - 05 PM |
| CEO | -- | -- | -- | -- | -- |
| Principal Officer | Prathmesh Jaiprakash Gupta | 701 & 702, Floor-7, Sunset (Padmavati) CHS, Eknath Buwa Hatiskar Marg, Hatiskarwadi NR Tel Exchange, Prabhadevi, Mumbai Maharashtra, 400025 | +91 9930521527 | gupta.prathmesh@yahoo.in | Mon-Fri | 09AM - 05 PM |
The abovementioned details would facilitate the complainants to approach the concerned RA before filing complaint to SEBI. For more details go to: BSE notice circular.
We aim to resolve all grievances within 21 working days from the date of receipt.
If your grievance is not resolved within this timeframe, you can escalate it to SEBI's SCORES Platform (SEBI Complaints Redress System).
SCORES Portal: scores.sebi.gov.in.
In case you are unsatisfied with the resolution provided through our support or the SCORES platform, you can access the Online Dispute Resolution (ODR) Portal.
ODR Portal: smartodr.in.
Disclaimers
Registration granted by SEBI, enlistment with BSE and certification from NISM in no way guarantee performance of the intermediary or provide any assurance of returns to investors.
- Prathmesh Jaiprakash Gupta is registered with SEBI as an Individual Research Analyst vide registration number INH000027788 on June 04, 2026.
- Prathmesh Jaiprakash Gupta has registered office at 701 & 702, Floor-7, Sunset (Padmavati) CHS, Eknath Buwa Hatiskar Marg, Hatiskarwadi NR Tel Exchange, Prabhadevi, Mumbai, Maharashtra - 400025.
- There are no outstanding litigations or disciplinary history against Prathmesh Jaiprakash Gupta as per the disclosure documents provided.
- Prathmesh Jaiprakash Gupta is not affiliated with any other intermediaries and does not receive brokerage or commission from any third party.
- Prathmesh Jaiprakash Gupta or associates have not received compensation from companies covered by Research Analyst during the past twelve months.
- Prathmesh Jaiprakash Gupta may use Artificial Intelligence tools for providing research services.
- Model portfolios are research products and do not constitute trade execution.
- Backtested performance is based on historical data, assumptions, and methodology constraints.
- Actual investor returns may differ due to execution price, fees, taxes, liquidity, slippage, and timing.
- No strategy can guarantee future performance or assure returns.
- Subscribers are responsible for evaluating suitability, risk appetite, and independent decision-making.
SEBI Office Details
SEBI Head Office
SEBI Bhavan, Plot No. C4-A, G Block, Bandra-Kurla Complex, Bandra East, Mumbai - 400051, Maharashtra
+91-22-26449000 / +91-22-40459000
Investor helpline: 1800 22 7575
Physical Complaints
Office of Investor Assistance and Education
Securities and Exchange Board of India, NBCC Complex, Office Tower-1, 8th Floor, Plate B, East Kidwai Nagar, New Delhi - 110023
SMART ODR
https://smartodr.in/SEBI Mumbai Office
SEBI Bhavan, Plot No. C4-A, G Block, Bandra-Kurla Complex, Bandra East, Mumbai - 400051, Maharashtra
+91-22-26449000 / +91-22-40459000
Investor Charter
Investor rights, services, obligations, and grievance routes.
Complaints Disclosure
Month ending 31 July 2026: 0 pending complaint(s).
Audit Report
Annual RA audit report access and publication status.