Investor Charter
Investor Charter For Research Analyst Services
This page summarizes the investor-facing charter for Research Analyst services. The final production version should be reviewed against the latest SEBI circular and the RA compliance records before launch.
Investor Rights And Services
- Vision: Invest with knowledge and safety.
- Mission: Every investor should be able to invest in suitable investment products based on their needs, manage and monitor investments to meet goals, access reports, and enjoy financial wellness.
- Publish research reports based on the research activities of the Research Analyst and provide an independent, unbiased view on securities.
- Offer unbiased recommendations while disclosing financial interests in recommended securities.
- Provide research recommendations based on analysis of publicly available information and known observations.
- Conduct audit annually.
- Maintain records of interactions with clients and prospective clients where conversation related to research services has taken place.
- Respect data privacy rights of clients and protect confidential information from unauthorized use.
- Treat all clients with honesty and integrity.
- Do not provide funds for investment to the Research Analyst and do not share trading, demat, or bank login credentials.
Grievance Route
Investors should first approach the Research Analyst grievance officer. If unresolved, investors may use SEBI SCORES at https://scores.sebi.gov.in/. If still dissatisfied, investors may use SMART ODR at https://smartodr.in/.